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BUS2 504 Securities Regulation (3 credits)

Offered by: Law (Faculty of Law)

Overview

Business Law 2 : An introduction to the structure of Canada's capital markets and a review of major features of securities regulation using the Quebec or Ontario scheme as background. An examination of the general regulatory framework for licensing of securities professionals, disclosure to investors and enforcement powers of regulators.

Terms: Winter 2023

Instructors: Morin, Nicolas (Winter)

  • Restriction: Not open to students who have taken BUS2 372.

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